| Date | Company | Subject |
|---|---|---|
| 2015-05-19 | Sun Life Financial (HK) Ltd | Sunlife - Termination and withdrawal of authorization of Sun Life - Investec GSF Managed Currency Fund |
| 2015-04-10 | Sun Life Financial (HK) Ltd | Sunlife- Update on Anti-Money Laundering(AML) Guideline (Ref: 015/15) |
| 2014-08-22 | AIA Co. (Bermuda) Ltd. (Brokerage Services) | |
| 2015-04-14 | AIA Co. (Bermuda) Ltd. (Brokerage Services) | Supplementary Medical Underwriting Guidelines for Cancer Guardian Series / Cancer Guardian Pearl Series |
| 2016-11-14 | Rhoba | testing |
| 2015-01-02 | AIA Co. (Bermuda) Ltd. (Brokerage Services) | |
| 2014-08-22 | Bupa (International) Ltd | |
| 2014-10-30 | Utmost International | |
| 2015-03-17 | Transamerica Life (Bermuda) Ltd. | |
| 2014-08-22 |