| Date | Company | Subject |
|---|---|---|
| 2015-02-17 | AIA Co. (Bermuda) Ltd. (Brokerage Services) | |
| 2014-12-05 | Friends Provident International Ltd | |
| 2014-09-04 | Blue Cross (Asia-Pacific) Insurance Ltd | |
| 2014-06-30 | FWD Life Insurance Company (Bermuda) Limited | |
| 2014-08-29 | ||
| 2014-06-25 | Utmost Worldwide Limited | |
| 2015-04-21 | Blue Cross (Asia-Pacific) Insurance Ltd | Revision of the Levels of Compensation under the EC Ordinance effective 5 March 2015 |
| 2015-05-15 | Rhoba | RHOBA - Portfolio Advising & Market Commentary |
| 2015-06-16 | Rhoba | Rhoba - Portfolio Advising & Market Commentary |
| 2018-10-31 | Rhoba | RHOBA - Portfolio Advising & Market Commentary |